• Version
  • Download 190
  • File Size 231.14 KB
  • File Count 1
  • Create Date August 27, 2020
  • Last Updated December 9, 2020

12 August 2020: SEC - FIX Trading Community's response to the SEC File No. S7-08-20; Reporting Threshold for Institutional Investment Managers. Response to Q#25 regarding the permission for additional security identifiers in lieu of CUSIP for form 13F.

Please click here to view the response on the SEC website.


FileAction
SEC_FTCresponse_S7_08_20.pdfViewDownload

Download